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The channel is dedicated to helping Financial Advisors, Broker-Dealers and RIAs become better connected with their clients, reduce costs ...
The channel is dedicated to helping Financial Advisors, Broker-Dealers and RIAs become better connected with their clients, reduce costs & improve efficiencies, and help protect their data and their firm, all while feeling confident that they are complying with all SEC/FINRA regulations. 

It will focus on the following technologies: Web-based electronic paperless apps and check service that transparently combine document imaging. Document and check scanning. E-signatures, eForms, Check21 processing, and workflow automation.  Systems that allow clients, advisors and broker dealers to seamlessly and compliantly create and workflow process new account documentation, including e-signatures and end-to-end  Straight-Through Processing (STP).
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