The Investment Adviser Association -- which celebrated its 80th Anniversary in 2017 -- is the only trade organization dedicated exclusively to promoting the interests of SEC-registered investment advisers. The IAA provides advocacy, business development, compliance, educational and peer-to-peer engagement resources -- and has been in the forefront of promoting the fiduciary duty its members are bound by as the highest form of customer care and investor protection.
These videos are excerpts from presentations featuring SEC officials at the 2018 IAA Investment Adviser Compliance Conference. Topics include fiduciary rulemaking, cryptocurrency, self-reporting, and more.
Full videos of all 14 breakout sessions from the 2018 and 2017 IAA Investment Adviser Compliance Conference. General session videos featuring SEC officials are publicly available on the IAA YouTube Channel homepage at www.youtube.com/c/InvestmentAdviserOrg.
With more than 640 member firms and growing, the Investment Adviser Association provides a wide range of resources and services that federally registered investment advisers find crucial – from advocacy to legal team access , from compliance resources to professional conferences , from free webinars to professional certification programs, and much more. You can learn about the benefits of IAA membership – and hear what members have to say about them – in these videos.