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Compensation Disclosure Webinar August 7 2013

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Published on Aug 15, 2013

This webinar, hosted by Rex Staples, Esq., CFP Board's Director of Investigations, panelists Phil Fazio, CFP®, a member of CFP Board's Ad Hoc Disciplinary and Ethics Commission, Michael P. Shaw, Esq., CFP Board's Managing Director of Professional Standards and Legal, and Adam R. Zajac, Esq., Adjudicatory Counsel at CFP Board, provides an important reminder to CFP® professionals of the scope of the term compensation and their obligation to make accurate and understandable disclosures of compensation methods to clients throughout a client-planner relationship. This webinar also discusses the "Notice to CFP® Professionals: Importance of Accurate Compensation Disclosures" and changes to CFP Board's "Find a CFP® Professional" search engine related to options for compensation disclosure.




CFP Board strives to ensure that CFP® professionals understand and are able to comply with CFP Board's Standards of Professional Conduct. Find the "Notice to CFP® Professionals" and other resources related to the Standards at: http://www.cfp.net/for-cfp-profession...

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