Hear from an advisor, whose RIA firm has been an RIA Registrar affiliate since 2011. RIA Registrar has continued to exceed his expectations through fast, professional and personalized service. We helped cut an advisor's RIA compliance costs by 30% with some of the support programs that we offer, including our E&O coverage program.
About RIA Registrar: RIA Registrar has individuals dedicated to the RIA registration process at both the state and federal levels. We come from various business backgrounds, such as law firm administration, financial planning, licensing, and the insurance, investments and health care fields. All of us are devoted to making the registration process as smooth as possible. If you are an established firm, RIA Registrar takes the reins in order to keep you on the right road to compliance. We bring a wealth of knowledge and experience to you garnered from years of experience working in the "back office."