Avoiding a CFP Board Rule Violation 3/31/2011

This Webinar addressed key concepts related to CFP Board's enforcement of the Standards of Professional Conduct, the set of high ethical and practice standards CERTIFIED FINANCIAL PLANNER™ professionals agree to uphold. The presentation covered CFP Board's definitions of "financial planning" and "fiduciary," examined how those definitions relate to the written agreement and disclosure requirements of the Standards, and addressed questions from the audience. The Webinar was presented by two members of CFP Board's Business Model Working Group -- Grace Fuller and Dan Candura, CFP® -- and hosted by Michael P. Shaw, CFP Board's Managing Director, Professional Standards & Legal.

Category:

Education

Tags:

• CFP
• Board
• of
• Standards
• Professional
• Conduct
• for
• Certified
• Financial
• Planner
• Ethics
• Enforcement
• Fiduciary
• Practice
• Planning

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Visit CFP Board's Web site for additional resources related to the Standards of Professional Conduct for CERTIFIED FINANCIAL PLANNER™ professionals.

CFP.net/certificants/conduct.a­sp