SIFMA Market Structure Conference Panel: Regulatory Reform- Ensuring Fair and Orderly Markets

Panelists discuss the potential impact of the Volcker Rule, an initial draft of which is expected in October 2011. It is expected the draft may feature a broad exemption for market making, which lacks at this time a clear definition. The panel also discusses the short sale disclosure study, the new short sale alternative uptick rule, swaps, regulatory reporting (OATS, Large Trader Reporting System, CAT), and certain market access rule issues.

Category:

Nonprofits & Activism

Tags:

• SIFMA
• market structure
• Dodd-Frank
• Financial Regulatory Reform
• Large trader reporting System
• CAT