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Tom Horne Banned for Life by the SEC

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Uploaded by on Sep 27, 2010

Tom Horne admitted to the Securities and Exchange Commission that he "willfully aided and abetted" in violations of securities laws by attempting to "induce the purchase and sale of securities when it did not have the required net capital" and misrepresented its financial condition to its customers. For this, the Securities and Exchange Commission revoked his company's license and barred President Thomas C. Horne "from association with any broker, dealer, investment adviser or registered investment company."

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  • We don't have to let stupid rule the day. Without liberal, progressives and democrats, there would be no progress.

  • Just doesn't work for me. Too long ago. Let's talk about how Tom Horne brought AZ to 50th in education under his watch. Tom Horne IS NOT an advocate for public schools, and a poor state education rating prevents economic growth.

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