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Published on Mar 7, 2012
Staff of the Commodity Futures Trading Commission (CFTC) held a two-day public roundtable to discuss additional customer collateral protection. The roundtable was to gather public input on a variety of ideas to further protect customers.
Day two of the two-day session focused primarily on the protection of customer funds deposited with FCMs for trading on foreign futures markets; particular issues associated with entities dually registered with the CFTC as FCMs and the U.S. Securities and Exchange Commission as broker-dealers (BDs); and enhancing the self-regulatory structure.