Upload

Loading icon Loading...

This video is unavailable.

CFP Board's New Compliance Checklist for Documenting Client Interactions 9/27/2012

Sign in to YouTube

Sign in with your Google Account (YouTube, Google+, Gmail, Orkut, Picasa, or Chrome) to like Certified Financial Planner Board of Standards's video.

Sign in to YouTube

Sign in with your Google Account (YouTube, Google+, Gmail, Orkut, Picasa, or Chrome) to dislike Certified Financial Planner Board of Standards's video.

Sign in to YouTube

Sign in with your Google Account (YouTube, Google+, Gmail, Orkut, Picasa, or Chrome) to add Certified Financial Planner Board of Standards's video to your playlist.

Published on Oct 3, 2012

This webinar introduced CFP Board's new Compliance Checklist resource, designed to assist CFP® professionals in complying with CFP Board's Standards of Professional Conduct. Hosted by Michael Shaw, Managing Director of Professional Standards & Legal, and presented by Joseph Maugeri, CFP®, Director of Firm Relations, and Adam Zajac, Adjudicatory Counsel, the webinar reviewed how the checklist and other resources from CFP Board can help CFP® professionals properly document client interactions for both financial planning and non-financial planning engagements.

CFP Board strives to ensure that CFP® professionals understand and are able to comply with CFP Board's Standards of Professional Conduct. Find the new checklist document and other resources related to the Standards at http://www.CFP.net/standards.

Loading icon Loading...

Loading icon Loading...

Loading icon Loading...

The interactive transcript could not be loaded.

Loading icon Loading...

Loading icon Loading...

Ratings have been disabled for this video.
Rating is available when the video has been rented.
This feature is not available right now. Please try again later.

All Comments

Comments are disabled for this video.
Loading...
Working...
to add this to Watch Later

Add to