What is a Series 65.wmv

Loading...

Sign in or sign up now!
Alert icon
Upgrade to the latest Flash Player for improved playback performance. Upgrade now or more info.
1,303
Loading...
Alert icon
Sign in or sign up now!
Alert icon

Uploaded by on Feb 11, 2010

What is a Series 65? What is an RIA vs. an IAR? This video clears up the confusion surrounding the "fee-based business" model that you've probably heard about.

  • likes, 1 dislikes

Link to this comment:

Share to:

Uploader Comments (passthetestinc)

  • I think the business model of the investment adviser is more attractive, as it's a percentage of client assets vs. commissions on transactions. As your clients' accounts increase in value (we hope) so does your revenue. And, if they're happy, they invest more money with you while bringing in friends and family.

see all

All Comments (2)

Sign In or Sign Up now to post a comment!
  • How much can an advisor make compared to a broker?

Loading...

Alert icon
0 / 00Unsaved Playlist Return to active list
    1. Your queue is empty. Add videos to your queue using this button:
      or sign in to load a different list.
    Loading...Loading...Saving...
    • Clear all videos from this list
    • Learn more